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Join date: Jul 28, 2019
Posts (23)
May 27, 2026 ∙ 1 min
The Jedi Way to RIA Compliance
Too many firms rely on what can only be described as a Jedi mind trick: “These are not the gaps you’re looking for.” Spoiler alert — regulators are not easily mind‑tricked.
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May 20, 2026 ∙ 1 min
RIA Compliance without the fear factor: What actually matters
The truth is, most compliance issues don’t come from bad intent or dramatic violations. They come from small, quiet gaps.
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Mar 27, 2026 ∙ 2 min
From Spreadsheets to Strategy: Turning Monthly Financials Into Better Decisions
Let’s talk about the difference between bad spreadsheets and good financial reports — and why it matters.
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Candi Hughes
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