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Skyscrapers

CCO & Compliance Services

Services Provided

  • Outsourced Chief Compliance Officer

  • Compliance program implementation

  • Risk assessment

  • Compliance calendar

  • Annual review

  • Ongoing testing

  • Constant communication

  • On-site visits

  • Code of ethics

  • Annual Form ADV

  • Best practice recommendations

  • Marketing and advertising materials

  • Annual Compliance Program training

Accounting Services: Services
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